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Actual PBPS scalar defect: unique positive real root

Attributed ASTIS completion of positive REAL scalar-root uniqueness background for Fan Chen, Sinho Chewi, Jianfeng Lu and Matthew S. Zhang. This is not the printed joint ΓP transport/B.11 identity or a main theorem.

arXiv:2609.06905v1; Lean4.33.0/fixedMathlib · arXiv2609.06905v1 D1 positive-root uniqueness background; scalar antecedent to printed B10 canonical joint root · faithful paraphrase

Complete source statement (Samplinglib restatement)

Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J. The laws μ,J,ν are probabilities. There exists a Markov kernel S whose every-state normalized density is S(y)=volume.tilted(x↦−V((y+x)/2)−‖y−x‖²/(8η)), with Λ.IsCondKernel S and Λ.fst=Λ.snd=ν. There exists a bounded selfadjoint T on the actual real L²(ν) such that for every u, ‖Tu‖≤‖u‖, Tu(y)=∫u(x)S(y,dx) ν-almost everywhere, and ∫Tu dν=∫u dν. Its full scalar defect D=I−T² is positive. There exists a bounded positive REAL Γ with Γ²=D and for EVERY scalar u, ‖Γu‖²=‖u‖²−‖Tu‖². Probability, kernel, T, D positivity and Γ are conclusions; no supplied CFC/root/commutation or finite-dimensional L² certificate is assumed. For EVERY bounded positive REAL alternative Γprime on this SAME marginal whose square is this SAME D, Γprime=Γ. No energy identity is assumed for an alternative. This uniqueness quantifier lies outside the earlier every-u energy assertion. Printed joint/macro ΓP and B.11 still require SAME onto-M transport and the typed B*B identity, which remain separate.

  • Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J.
  • Probability laws, normalized S, stationary disintegration, scalar T and positive D/root are conclusions. Any alternative needs only positivity and SAME-square equality; uniqueness is outside the every-observable energy quantifier.
  • Finite base E does not imply finite L²; rank-zero E and legal αη=1 are retained.

Actual PBPS scalar defect: unique positive real root

\[D=I-T^2,\quad\Gamma\ge0,\quad\Gamma^2=D,\quad\forall\Gamma^{\prime}\ge0,\ (\Gamma^{\prime})^2=D\Longrightarrow\Gamma^{\prime}=\Gamma.\]

Read the formalized proofs

Each statement and proof below has its own closed Lean disclosure. Samplinglib parents, Mathlib calls and external mathematical sources are distinguished in each proof.

Samplinglib mathematical lesson

Actual PBPS scalar defect: unique positive real root

AutoSamplingTheory.ExampleCases.ProximalBPS.RealDefectRootUnique.actual_unique_positive_real_defect_root · theorem · Teaching coverage

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Mathematical statement

Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J. The laws μ,J,ν are probabilities. There exists a Markov kernel S whose every-state normalized density is S(y)=volume.tilted(x↦−V((y+x)/2)−‖y−x‖²/(8η)), with Λ.IsCondKernel S and Λ.fst=Λ.snd=ν. There exists a bounded selfadjoint T on the actual real L²(ν) such that for every u, ‖Tu‖≤‖u‖, Tu(y)=∫u(x)S(y,dx) ν-almost everywhere, and ∫Tu dν=∫u dν. Its full scalar defect D=I−T² is positive. There exists a bounded positive REAL Γ with Γ²=D and for EVERY scalar u, ‖Γu‖²=‖u‖²−‖Tu‖². Probability, kernel, T, D positivity and Γ are conclusions; no supplied CFC/root/commutation or finite-dimensional L² certificate is assumed. For EVERY bounded positive REAL alternative Γprime on this SAME marginal whose square is this SAME D, Γprime=Γ. No energy identity is assumed for an alternative. This uniqueness quantifier lies outside the earlier every-u energy assertion. Printed joint/macro ΓP and B.11 still require SAME onto-M transport and the typed B*B identity, which remain separate.

\[D=I-T^2,\quad\Gamma\ge0,\quad\Gamma^2=D,\quad\forall\Gamma^{\prime}\ge0,\ (\Gamma^{\prime})^2=D\Longrightarrow\Gamma^{\prime}=\Gamma.\]
Lean statement · actual_unique_positive_real_defect_root

Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J. The laws μ,J,ν are probabilities. There exists a Markov kernel S whose every-state normalized density is S(y)=volume.tilted(x↦−V((y+x)/2)−‖y−x‖²/(8η)), with Λ.IsCondKernel S and Λ.fst=Λ.snd=ν. There exists a bounded selfadjoint T on the actual real L²(ν) such that for every u, ‖Tu‖≤‖u‖, Tu(y)=∫u(x)S(y,dx) ν-almost everywhere, and ∫Tu dν=∫u dν. Its full scalar defect D=I−T² is positive. There exists a bounded positive REAL Γ with Γ²=D and for EVERY scalar u, ‖Γu‖²=‖u‖²−‖Tu‖². Probability, kernel, T, D positivity and Γ are conclusions; no supplied CFC/root/commutation or finite-dimensional L² certificate is assumed. For EVERY bounded positive REAL alternative Γprime on this SAME marginal whose square is this SAME D, Γprime=Γ. No energy identity is assumed for an alternative. This uniqueness quantifier lies outside the earlier every-u energy assertion. Printed joint/macro ΓP and B.11 still require SAME onto-M transport and the typed B*B identity, which remain separate.

Braces mark parameters Lean can infer; square brackets request structures such as a measurable space or probability measure. Named hypotheses are mathematical premises, not facts established by this declaration. Section parameters are described in the mathematical hypotheses above; the module link retains their exact source context.

theorem actual_unique_positive_real_defect_root
    {E : Type*} [NormedAddCommGroup E] [InnerProductSpace ℝ E]
    [FiniteDimensional ℝ E] [MeasurableSpace E] [BorelSpace E]
    {V : E → ℝ} {α β : ℝ≥0} {η : ℝ}
    (hα : 0 < (α : ℝ)) (hαβ : α ≤ β) (hV : ContDiff ℝ 2 V)
    (hH : ∀ x v : E,
      (α : ℝ)*‖v‖^2 ≤ (fderiv ℝ (fderiv ℝ V) x v) v ∧
      (fderiv ℝ (fderiv ℝ V) x v) v ≤ (β : ℝ)*‖v‖^2)
    (hη : 0 < η) (hβη : (β : ℝ)*η ≤ 1) :
    let μ := (volume : Measure E).tilted (fun x => -V x)
    let J := (μ.prod (stdGaussian E)).map
      (fun p : E × E => (p.1,p.1+Real.sqrt η • p.2))
    let ν := J.snd
    let Λ := J.map (fun p : E × E => (p.2,(2 : ℝ) • p.1-p.2))
    IsProbabilityMeasure μ ∧ IsProbabilityMeasure J ∧ IsProbabilityMeasure ν ∧
    ∃ S : Kernel E E, IsMarkovKernel S ∧
      (∀ y, S y = (volume : Measure E).tilted
        (fun x => -V ((1/2 : ℝ) • (y+x)) - ‖y-x‖^2/(8*η))) ∧
      Λ.IsCondKernel S ∧ Λ.fst = ν ∧ Λ.snd = ν ∧
      ∃ T : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
        IsSelfAdjoint T ∧
        (∀ u : Lp ℝ 2 ν, ‖T u‖ ≤ ‖u‖ ∧
          (T u : E → ℝ) =ᵐ[ν] (fun y => ∫ x, u x ∂S y) ∧
          (∫ y, T u y ∂ν) = ∫ y, u y ∂ν) ∧
        ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T).IsPositive ∧
        ∃ Γ : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
          Γ.IsPositive ∧ Γ*Γ = ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) ∧
          (∀ u : Lp ℝ 2 ν, ‖Γ u‖^2 = ‖u‖^2-‖T u‖^2) ∧
            ∀ Γ' : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
              Γ'.IsPositive →
              Γ'*Γ' = ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) → Γ'=Γ

Exact module and namespace context

Proof roadmap

  1. 1Produce the same actual scalar defect and root

    The original-input actual positive real root theorem produces probability laws, normalized reflected kernel S at every state, disintegration/stationary marginals, selfadjoint contractive mean-preserving AE scalar T and positive D=I−T². Its produced positive real Γ squares to that same D and has full-domain scalar energy. No object certificate is supplied by the caller.

  2. 2Compare every positive alternative root

    Fix ANY bounded positive Γprime with Γprime²=D. Its square equals Γ², so the generic real positive-square uniqueness theorem yields Γprime=Γ. The alternative needs no energy identity. The uniqueness quantifier is outside the earlier every-u energy assertion.

  3. 3Use uniqueness in a genuine actual-input test

    The anonymous original-input consumer replaces any positive alternative with the produced root, recovering the full scalar energy and contraction for every u. This supplies the canonical scalar root needed for later SAME onto-M transport. The printed joint ΓP/B*B, centered inverse/polar, dynamics and costs remain separate.

Full assumptions and notation

All objects and hypotheses

  • Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J.
  • Probability laws, normalized S, stationary disintegration, scalar T and positive D/root are conclusions. Any alternative needs only positivity and SAME-square equality; uniqueness is outside the every-observable energy quantifier.
  • Finite base E does not imply finite L²; rank-zero E and legal αη=1 are retained.

Mathematical proof

1. Produce the same actual scalar defect and root

The original-input actual positive real root theorem produces probability laws, normalized reflected kernel S at every state, disintegration/stationary marginals, selfadjoint contractive mean-preserving AE scalar T and positive D=I−T². Its produced positive real Γ squares to that same D and has full-domain scalar energy. No object certificate is supplied by the caller.

\[D=I-T^2\ge0,\quad\Gamma\ge0,\quad\Gamma^2=D,\quad\|\Gamma u\|^2=\|u\|^2-\|Tu\|^2.\]
Corresponding Lean step

RealDefectRoot.actual_positive_real_defect_root; hAll; hD; hΓ; hΓSq; hEnergy

2. Compare every positive alternative root

Fix ANY bounded positive Γprime with Γprime²=D. Its square equals Γ², so the generic real positive-square uniqueness theorem yields Γprime=Γ. The alternative needs no energy identity. The uniqueness quantifier is outside the earlier every-u energy assertion.

\[\forall\Gamma^{\prime}\ge0,\quad(\Gamma^{\prime})^2=D=\Gamma^2\Longrightarrow\Gamma^{\prime}=\Gamma.\]
Corresponding Lean step

L2RealSquareRootUnique.positive_square_roots_unique; hΓ'Sq.trans hΓSq.symm

3. Use uniqueness in a genuine actual-input test

The anonymous original-input consumer replaces any positive alternative with the produced root, recovering the full scalar energy and contraction for every u. This supplies the canonical scalar root needed for later SAME onto-M transport. The printed joint ΓP/B*B, centered inverse/polar, dynamics and costs remain separate.

\[\|\Gamma^{\prime}u\|^2=\|u\|^2-\|Tu\|^2,\quad\|\Gamma^{\prime}u\|\le\|u\|.\]
Corresponding Lean step

Tests.ProximalBPSRealDefectRootUnique anonymous example; hUnique; hEnergy; nlinarith

Lean verification

The exact proof begins folded immediately after the mathematical argument; the statement is folded beside the claim above.

Lean proof · actual_unique_positive_real_defect_root

Produce the same actual scalar defect and root; Compare every positive alternative root; Use uniqueness in a genuine actual-input test

Braces mark parameters Lean can infer; square brackets request structures such as a measurable space or probability measure. Named hypotheses are mathematical premises, not facts established by this declaration. Section parameters are described in the mathematical hypotheses above; the module link retains their exact source context.

Download module (.lean)
theorem actual_unique_positive_real_defect_root
    {E : Type*} [NormedAddCommGroup E] [InnerProductSpace ℝ E]
    [FiniteDimensional ℝ E] [MeasurableSpace E] [BorelSpace E]
    {V : E → ℝ} {α β : ℝ≥0} {η : ℝ}
    (hα : 0 < (α : ℝ)) (hαβ : α ≤ β) (hV : ContDiff ℝ 2 V)
    (hH : ∀ x v : E,
      (α : ℝ)*‖v‖^2 ≤ (fderiv ℝ (fderiv ℝ V) x v) v ∧
      (fderiv ℝ (fderiv ℝ V) x v) v ≤ (β : ℝ)*‖v‖^2)
    (hη : 0 < η) (hβη : (β : ℝ)*η ≤ 1) :
    let μ := (volume : Measure E).tilted (fun x => -V x)
    let J := (μ.prod (stdGaussian E)).map
      (fun p : E × E => (p.1,p.1+Real.sqrt η • p.2))
    let ν := J.snd
    let Λ := J.map (fun p : E × E => (p.2,(2 : ℝ) • p.1-p.2))
    IsProbabilityMeasure μ ∧ IsProbabilityMeasure J ∧ IsProbabilityMeasure ν ∧
    ∃ S : Kernel E E, IsMarkovKernel S ∧
      (∀ y, S y = (volume : Measure E).tilted
        (fun x => -V ((1/2 : ℝ) • (y+x)) - ‖y-x‖^2/(8*η))) ∧
      Λ.IsCondKernel S ∧ Λ.fst = ν ∧ Λ.snd = ν ∧
      ∃ T : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
        IsSelfAdjoint T ∧
        (∀ u : Lp ℝ 2 ν, ‖T u‖ ≤ ‖u‖ ∧
          (T u : E → ℝ) =ᵐ[ν] (fun y => ∫ x, u x ∂S y) ∧
          (∫ y, T u y ∂ν) = ∫ y, u y ∂ν) ∧
        ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T).IsPositive ∧
        ∃ Γ : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
          Γ.IsPositive ∧ Γ*Γ = ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) ∧
          (∀ u : Lp ℝ 2 ν, ‖Γ u‖^2 = ‖u‖^2-‖T u‖^2) ∧
            ∀ Γ' : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
              Γ'.IsPositive →
              Γ'*Γ' = ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) → Γ'=Γ := by
  dsimp only
  obtain ⟨hμ,hJ,hν,S,hS,hSd,hSc,hSf,hSs,T,hTs,hAll,hD,Γ,hΓ,hΓSq,hEnergy⟩ :=
    RealDefectRoot.actual_positive_real_defect_root hα hαβ hV hH hη hβη
  refine ⟨hμ,hJ,hν,S,hS,hSd,hSc,hSf,hSs,T,hTs,hAll,hD,Γ,hΓ,hΓSq,hEnergy,?_⟩
  intro Γ' hΓ' hΓ'Sq
  exact AutoSamplingTheory.TechnicalLemmas.Measure.L2RealSquareRootUnique.positive_square_roots_unique
    _ Γ' Γ hΓ' hΓ (hΓ'Sq.trans hΓSq.symm)

end
end AutoSamplingTheory.ExampleCases.ProximalBPS.RealDefectRootUnique

#print axioms AutoSamplingTheory.ExampleCases.ProximalBPS.RealDefectRootUnique.actual_unique_positive_real_defect_root

Exact module and namespace context

Source assumptions versus formal assumptions

SourceActual LeanDifference kindWhy it matters
D1 standard unique positive square root background on a complete real Hilbert space.Original actual PBPS scalar root becomes unique among all positive SAME-square alternatives.sameGeneric background completion is attributed; actual produced root fixes SAME ν/T/D, without extra energy assumptions.
Original finite Euclidean potential, curvature and step assumptions; literal reflection kernel and stationary conditional observable.Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J. Every-y normalized S and per-observable AE T action remain distinct.sameSource assumptions unchanged; zero base dimension explicitly extended and L² may be infinite-dimensional.
Printed joint ΓP/B11 and centered root order/inverse/polar plus main algorithms and costs.Exported real scalar uniqueness and genuine original-input same defect/root only. Printed joint GammaP/ontoM/typed B*B, centered order/inverse/polar/H1/dynamics/main/cost/composition remain separate.unresolvedThis supplies scalar real uniqueness and genuine actual input consumer only; no onto-M/joint operator transport, full-space inverse, main theorem or cost claim.

Exported real scalar uniqueness and genuine original-input same defect/root only. Printed joint GammaP/ontoM/typed B*B, centered order/inverse/polar/H1/dynamics/main/cost/composition remain separate.

Encoder–denoiser: accepted · equivalent-after-elaboration

Detected semantic differences

  • domains: Finite real Hilbert Borel volume is a source Euclidean coordinate adapter, with rank-zero extension explicitly disclosed; no finite-dimensional L2 assumption. — Independent native domain-clarification nonblocking classification retained in runs/20261007-companion-priority/pbps-real-root-unique62/source-review62/source.1.review.json
  • scopes: Scalar real positive uniqueness only. Printed jointGammaP/ontoM/typedB*B/centeredorder/inverse/polar/H1/dynamics/main/error/querycost/composition remain separate, not erased source edges. — Independent native unresolved nonblocking classification retained in runs/20261007-companion-priority/pbps-real-root-unique62/source-review62/source.1.review.json

A generalization is not a source correction. Proposed missing conditions require separate independent repair review. No proposed repair silently changes the original theorem.

Scope and omitted-condition boundaries
  • Exported real scalar uniqueness and genuine original-input same defect/root only. Printed joint GammaP/ontoM/typed B*B, centered order/inverse/polar/H1/dynamics/main/cost/composition remain separate.
Sources, dependencies, and reuse

Source and reuse

Samplinglib parents called

Mathlib API called (external library)

  • Eq.trans
  • Eq.symm

Mathematical sources

Samplinglib prose is not a quotation or a source-equivalence certificate. Definitions and aliases are explained as constructions, not counted as new mathematical proofs.

Which proof obligations and prerequisites are covered?

  • Formalized proof edge; source adapter/review separate Actual PBPS scalar defect: unique positive real root
  • TODO — not closed by these contributions Printed joint ΓP/ontoM/B11, centered inverse/polar/H1/dynamics/main/error/cost/composition remain open