Samplinglib
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Actual PBPS squared defect: positive complex lift

Attributed ASTIS background completion supporting Fan Chen, Sinho Chewi, Jianfeng Lu and Matthew S. Zhang real positive-root prerequisite. This exact complexification is ASTIS-authored and is not a printed Γ/main theorem.

arXiv:2609.06905v1; Lean4.33.0/fixedMathlib · Appendix D.1 real Hilbert conventions and positive square-root background; B.10-B.11 actual all-macro square-root prerequisite, attributed ASTIS complexification completion, not a printed paper theorem. · faithful paraphrase

Complete source statement (Samplinglib restatement)

Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J. The laws μ,J,ν are probabilities. There exists a Markov kernel S with, for every y, S(y)=volume.tilted(x↦−V((y+x)/2)−‖y−x‖²/(8η)), Λ.IsCondKernel S, Λ.fst=ν and Λ.snd=ν. There exists a selfadjoint bounded T on L²(ν;ℝ) such that for every u, ‖Tu‖≤‖u‖, Tu(y)=∫u(x)S(y,dx) ν-almost everywhere, and ∫Tu dν=∫u dν. Set D=I−T²; this exact full-domain squared defect is positive. Define the actual quotient maps ιu=u+0i, Rg=Re g, Qg=Im g and Cg=conj(g). Then ι preserves norm, Cg=g iff g=ιu for some real u, and there exists a bounded complex-linear positive Dc on L²(ν;ℂ) such that Dc g=ιD(Rg)+iιD(Qg), Dc(ιu)=ι(Du), and C(Dc g)=Dc(Cg), universally on their displayed domains. The operator T, positivity, kernel/law certificates and Dc are produced conclusions. No real Γ/root/descent/inverse is asserted.

  • Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J.
  • All kernel, probability, T and D certificates are conclusions. Finite E does not imply finite L2; rank-zero E and αη=1 are explicitly retained.
  • Pointwise conjugation C is real linear; it is distinct from operator adjoint. Complex-root preservation and descent remain separate obligations.

Actual PBPS squared defect: positive complex lift

\[D=I-T^2\ge0\text{ on actual }L^2(\nu;\mathbb R),\quad D_{\mathbb C}g=\iota D(\operatorname{Re}g)+i\iota D(\operatorname{Im}g),\quad D_{\mathbb C}\ge0,\quad D_{\mathbb C}\iota=\iota D,\quad CD_{\mathbb C}=D_{\mathbb C}C.\]

Read the formalized proofs

Each statement and proof below has its own closed Lean disclosure. Samplinglib parents, Mathlib calls and external mathematical sources are distinguished in each proof.

Samplinglib mathematical lesson

Actual PBPS squared defect: positive complex lift

AutoSamplingTheory.ExampleCases.ProximalBPS.DefectComplexLift.actual_positive_defect_complex_lift · theorem · Teaching coverage

Read this first

Mathematical statement

Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J. The laws μ,J,ν are probabilities. There exists a Markov kernel S with, for every y, S(y)=volume.tilted(x↦−V((y+x)/2)−‖y−x‖²/(8η)), Λ.IsCondKernel S, Λ.fst=ν and Λ.snd=ν. There exists a selfadjoint bounded T on L²(ν;ℝ) such that for every u, ‖Tu‖≤‖u‖, Tu(y)=∫u(x)S(y,dx) ν-almost everywhere, and ∫Tu dν=∫u dν. Set D=I−T²; this exact full-domain squared defect is positive. Define the actual quotient maps ιu=u+0i, Rg=Re g, Qg=Im g and Cg=conj(g). Then ι preserves norm, Cg=g iff g=ιu for some real u, and there exists a bounded complex-linear positive Dc on L²(ν;ℂ) such that Dc g=ιD(Rg)+iιD(Qg), Dc(ιu)=ι(Du), and C(Dc g)=Dc(Cg), universally on their displayed domains. The operator T, positivity, kernel/law certificates and Dc are produced conclusions. No real Γ/root/descent/inverse is asserted.

\[D=I-T^2\ge0\text{ on actual }L^2(\nu;\mathbb R),\quad D_{\mathbb C}g=\iota D(\operatorname{Re}g)+i\iota D(\operatorname{Im}g),\quad D_{\mathbb C}\ge0,\quad D_{\mathbb C}\iota=\iota D,\quad CD_{\mathbb C}=D_{\mathbb C}C.\]
Lean statement · actual_positive_defect_complex_lift

Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J. The laws μ,J,ν are probabilities. There exists a Markov kernel S with, for every y, S(y)=volume.tilted(x↦−V((y+x)/2)−‖y−x‖²/(8η)), Λ.IsCondKernel S, Λ.fst=ν and Λ.snd=ν. There exists a selfadjoint bounded T on L²(ν;ℝ) such that for every u, ‖Tu‖≤‖u‖, Tu(y)=∫u(x)S(y,dx) ν-almost everywhere, and ∫Tu dν=∫u dν. Set D=I−T²; this exact full-domain squared defect is positive. Define the actual quotient maps ιu=u+0i, Rg=Re g, Qg=Im g and Cg=conj(g). Then ι preserves norm, Cg=g iff g=ιu for some real u, and there exists a bounded complex-linear positive Dc on L²(ν;ℂ) such that Dc g=ιD(Rg)+iιD(Qg), Dc(ιu)=ι(Du), and C(Dc g)=Dc(Cg), universally on their displayed domains. The operator T, positivity, kernel/law certificates and Dc are produced conclusions. No real Γ/root/descent/inverse is asserted.

Braces mark parameters Lean can infer; square brackets request structures such as a measurable space or probability measure. Named hypotheses are mathematical premises, not facts established by this declaration. Section parameters are described in the mathematical hypotheses above; the module link retains their exact source context.

theorem actual_positive_defect_complex_lift
    {E : Type*} [NormedAddCommGroup E] [InnerProductSpace ℝ E]
    [FiniteDimensional ℝ E] [MeasurableSpace E] [BorelSpace E]
    {V : E → ℝ} {α β : ℝ≥0} {η : ℝ}
    (hα : 0 < (α : ℝ)) (hαβ : α ≤ β) (hV : ContDiff ℝ 2 V)
    (hH : ∀ x v : E,
      (α : ℝ)*‖v‖^2 ≤ (fderiv ℝ (fderiv ℝ V) x v) v ∧
      (fderiv ℝ (fderiv ℝ V) x v) v ≤ (β : ℝ)*‖v‖^2)
    (hη : 0 < η) (hβη : (β : ℝ)*η ≤ 1) :
    let μ := (volume : Measure E).tilted (fun x => -V x)
    let J := (μ.prod (stdGaussian E)).map
      (fun p : E × E => (p.1,p.1+Real.sqrt η • p.2))
    let ν := J.snd
    let Λ := J.map (fun p : E × E => (p.2,(2 : ℝ) • p.1-p.2))
    let ι : Lp ℝ 2 ν →L[ℝ] Lp ℂ 2 ν := Complex.ofRealCLM.compLpL 2 ν
    let R : Lp ℂ 2 ν →L[ℝ] Lp ℝ 2 ν := Complex.reCLM.compLpL 2 ν
    let Q : Lp ℂ 2 ν →L[ℝ] Lp ℝ 2 ν := Complex.imCLM.compLpL 2 ν
    let C : Lp ℂ 2 ν →L[ℝ] Lp ℂ 2 ν := Complex.conjCLE.toContinuousLinearMap.compLpL 2 ν
    IsProbabilityMeasure μ ∧ IsProbabilityMeasure J ∧ IsProbabilityMeasure ν ∧
    ∃ S : Kernel E E, IsMarkovKernel S ∧
      (∀ y, S y = (volume : Measure E).tilted
        (fun x => -V ((1/2 : ℝ) • (y+x)) - ‖y-x‖^2/(8*η))) ∧
      Λ.IsCondKernel S ∧ Λ.fst = ν ∧ Λ.snd = ν ∧
      ∃ T : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
        IsSelfAdjoint T ∧
        (∀ u : Lp ℝ 2 ν, ‖T u‖ ≤ ‖u‖ ∧
          (T u : E → ℝ) =ᵐ[ν] (fun y => ∫ x, u x ∂S y) ∧
          (∫ y, T u y ∂ν) = ∫ y, u y ∂ν) ∧
        ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T).IsPositive ∧
        (∀ u : Lp ℝ 2 ν, ‖ι u‖ = ‖u‖) ∧
        (∀ g : Lp ℂ 2 ν, C g = g ↔ ∃ u : Lp ℝ 2 ν, ι u = g) ∧
        ∃ Dc : Lp ℂ 2 ν →L[ℂ] Lp ℂ 2 ν,
          Dc.IsPositive ∧
          (∀ g : Lp ℂ 2 ν, Dc g =
            ι (((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) (R g)) +
            Complex.I • ι (((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) (Q g))) ∧
          (∀ u : Lp ℝ 2 ν, Dc (ι u) = ι (((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) u)) ∧
          (∀ g : Lp ℂ 2 ν, C (Dc g) = Dc (C g))

Exact module and namespace context

Proof roadmap

  1. 1Produce the actual stationary operator

    Invoke the independently verified centered-defect producer under exactly the displayed potential and step assumptions. It supplies the probability laws, a Markov kernel S with the every-state normalized reflection density, Λ.IsCondKernel S, both stationary marginals, and the same selfadjoint contraction T with its AE conditional-integral action and preserved mean. These are conclusions, not caller certificates.

  2. 2Use the produced positive defect

    The same producer proves D=I−T² positive on the full real L²(ν), even though it vanishes on the constant class. Apply the canonical complexification theorem to this D and the actual ν. The resulting embedding, fixed range and complex operator have exactly the displayed formulas; no new positivity or CFC premise is introduced.

  3. 3Keep the next theorem boundary explicit

    This constructs the genuine complex lift needed for a positive-root route. It does not construct the real Γ, prove that a complex root preserves Fix(C), descend that root, establish B.11, or supply centered inverse/polar/dynamics/error/cost conclusions. A separate test of the complex CFC API, if compiled, remains only a complex-root interface check.

Full assumptions and notation

All objects and hypotheses

  • Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J.
  • All kernel, probability, T and D certificates are conclusions. Finite E does not imply finite L2; rank-zero E and αη=1 are explicitly retained.
  • Pointwise conjugation C is real linear; it is distinct from operator adjoint. Complex-root preservation and descent remain separate obligations.

Mathematical proof

1. Produce the actual stationary operator

Invoke the independently verified centered-defect producer under exactly the displayed potential and step assumptions. It supplies the probability laws, a Markov kernel S with the every-state normalized reflection density, Λ.IsCondKernel S, both stationary marginals, and the same selfadjoint contraction T with its AE conditional-integral action and preserved mean. These are conclusions, not caller certificates.

\[S(y,dx)\propto\exp\!\left[-V\!\left(\frac{y+x}{2}\right)-\frac{\|y-x\|^2}{8\eta}\right]dx,\quad Tu(y)=\int u(x)S(y,dx).\]
Corresponding Lean step

CenteredDefectOperator.actual_centered_selfadjoint_defect; hBase; hAll

2. Use the produced positive defect

The same producer proves D=I−T² positive on the full real L²(ν), even though it vanishes on the constant class. Apply the canonical complexification theorem to this D and the actual ν. The resulting embedding, fixed range and complex operator have exactly the displayed formulas; no new positivity or CFC premise is introduced.

\[D=I-T^2\ge0,\quad D_{\mathbb C}g=\iota D(Rg)+i\iota D(Qg),\quad D_{\mathbb C}\iota=\iota D,\quad CD_{\mathbb C}=D_{\mathbb C}C.\]
Corresponding Lean step

L2RealComplexOperator.exists_positive_complex_lift; hD; hformula; hintertwine; hconj

3. Keep the next theorem boundary explicit

This constructs the genuine complex lift needed for a positive-root route. It does not construct the real Γ, prove that a complex root preserves Fix(C), descend that root, establish B.11, or supply centered inverse/polar/dynamics/error/cost conclusions. A separate test of the complex CFC API, if compiled, remains only a complex-root interface check.

\[\text{complex positive lift}\longrightarrow\text{pending real-root preservation and descent}.\]
Corresponding Lean step

actual_positive_defect_complex_lift

Lean verification

The exact proof begins folded immediately after the mathematical argument; the statement is folded beside the claim above.

Lean proof · actual_positive_defect_complex_lift

Produce the actual stationary operator; Use the produced positive defect; Keep the next theorem boundary explicit

Braces mark parameters Lean can infer; square brackets request structures such as a measurable space or probability measure. Named hypotheses are mathematical premises, not facts established by this declaration. Section parameters are described in the mathematical hypotheses above; the module link retains their exact source context.

Download module (.lean)
theorem actual_positive_defect_complex_lift
    {E : Type*} [NormedAddCommGroup E] [InnerProductSpace ℝ E]
    [FiniteDimensional ℝ E] [MeasurableSpace E] [BorelSpace E]
    {V : E → ℝ} {α β : ℝ≥0} {η : ℝ}
    (hα : 0 < (α : ℝ)) (hαβ : α ≤ β) (hV : ContDiff ℝ 2 V)
    (hH : ∀ x v : E,
      (α : ℝ)*‖v‖^2 ≤ (fderiv ℝ (fderiv ℝ V) x v) v ∧
      (fderiv ℝ (fderiv ℝ V) x v) v ≤ (β : ℝ)*‖v‖^2)
    (hη : 0 < η) (hβη : (β : ℝ)*η ≤ 1) :
    let μ := (volume : Measure E).tilted (fun x => -V x)
    let J := (μ.prod (stdGaussian E)).map
      (fun p : E × E => (p.1,p.1+Real.sqrt η • p.2))
    let ν := J.snd
    let Λ := J.map (fun p : E × E => (p.2,(2 : ℝ) • p.1-p.2))
    let ι : Lp ℝ 2 ν →L[ℝ] Lp ℂ 2 ν := Complex.ofRealCLM.compLpL 2 ν
    let R : Lp ℂ 2 ν →L[ℝ] Lp ℝ 2 ν := Complex.reCLM.compLpL 2 ν
    let Q : Lp ℂ 2 ν →L[ℝ] Lp ℝ 2 ν := Complex.imCLM.compLpL 2 ν
    let C : Lp ℂ 2 ν →L[ℝ] Lp ℂ 2 ν := Complex.conjCLE.toContinuousLinearMap.compLpL 2 ν
    IsProbabilityMeasure μ ∧ IsProbabilityMeasure J ∧ IsProbabilityMeasure ν ∧
    ∃ S : Kernel E E, IsMarkovKernel S ∧
      (∀ y, S y = (volume : Measure E).tilted
        (fun x => -V ((1/2 : ℝ) • (y+x)) - ‖y-x‖^2/(8*η))) ∧
      Λ.IsCondKernel S ∧ Λ.fst = ν ∧ Λ.snd = ν ∧
      ∃ T : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν,
        IsSelfAdjoint T ∧
        (∀ u : Lp ℝ 2 ν, ‖T u‖ ≤ ‖u‖ ∧
          (T u : E → ℝ) =ᵐ[ν] (fun y => ∫ x, u x ∂S y) ∧
          (∫ y, T u y ∂ν) = ∫ y, u y ∂ν) ∧
        ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T).IsPositive ∧
        (∀ u : Lp ℝ 2 ν, ‖ι u‖ = ‖u‖) ∧
        (∀ g : Lp ℂ 2 ν, C g = g ↔ ∃ u : Lp ℝ 2 ν, ι u = g) ∧
        ∃ Dc : Lp ℂ 2 ν →L[ℂ] Lp ℂ 2 ν,
          Dc.IsPositive ∧
          (∀ g : Lp ℂ 2 ν, Dc g =
            ι (((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) (R g)) +
            Complex.I • ι (((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) (Q g))) ∧
          (∀ u : Lp ℝ 2 ν, Dc (ι u) = ι (((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) u)) ∧
          (∀ g : Lp ℂ 2 ν, C (Dc g) = Dc (C g)) := by
  classical
  dsimp only
  let μ := (volume : Measure E).tilted (fun x => -V x)
  let J := (μ.prod (stdGaussian E)).map
    (fun p : E × E => (p.1,p.1+Real.sqrt η • p.2))
  let ν := J.snd
  have hBase := CenteredDefectOperator.actual_centered_selfadjoint_defect
    hα hαβ hV hH hη hβη
  rcases hBase with ⟨hμ,hJ,hν,S,hS,hSd,hSc,hSf,hSs,U,hU,hUi,hUs,M,hM,T,hTs,hAll,
    q,hq,hTq,hqi,hzero,hD,hRest⟩
  obtain ⟨hι,hfixed,Dc,hpos,hformula,hintertwine,hconj⟩ :=
    AutoSamplingTheory.TechnicalLemmas.Measure.L2RealComplexOperator.exists_positive_complex_lift
      ν ((1 : Lp ℝ 2 ν →L[ℝ] Lp ℝ 2 ν)-T*T) hD
  refine ⟨hμ,hJ,hν,S,hS,hSd,hSc,hSf,hSs,T,hTs,?_,hD,hι,hfixed,Dc,hpos,
    hformula,hintertwine,hconj⟩
  intro u
  exact (hAll u).2.2

end
end AutoSamplingTheory.ExampleCases.ProximalBPS.DefectComplexLift

#print axioms AutoSamplingTheory.ExampleCases.ProximalBPS.DefectComplexLift.actual_positive_defect_complex_lift

Exact module and namespace context

Source assumptions versus formal assumptions

SourceActual LeanDifference kindWhy it matters
Real complete L2 and positive operator background for the paper square-root route.Let E be a finite-dimensional real Hilbert Borel space with canonical volume, including the explicit rank-zero extension. Let V:E→ℝ be C², let 0<α≤β, and assume α‖v‖²≤D²V(x)[v,v]≤β‖v‖² for every x,v. Assume η>0 and βη≤1. Define μ(dx) proportional to exp(−V(x))dx, J as the law of (X,X+√η Z) for independent X∼μ,Z∼N(0,I), ν=J.snd, and Λ as the law of (Y,2X−Y) under J.sameASTIS-authored background completion, correctly attributed. Generic positivity is a mathematical input; actual PBPS positivity is proved internally under original potential/step binders.
Canonical AE quotient observables; actual stationary conditional operator.Every stated map is the literal bounded scalar compLpL map; fixed range is onto the full real observable image. Actual S is every-y normalized reflection density with disintegration and both stationary marginals; actual T has AE integral action and preserves mean.sameNo defaults, chosen representatives, abstract embeddings, operator/root certificates or hidden finite-dimensional L2 assumption.
Source Euclidean finite dimension convention.Finite real Hilbert/Borel form including rank-zero extension.generalizationGeneric background does not import paper geometry as a premise; actual consumer explicitly records rank-zero extension, with original global Hessian and step restrictions unchanged.
Real positive Γ and B.11, centered inverse/polar and full algorithms/complexities.No root, real descent of complex CFC root, uniqueness, Gamma0/B15/B16, weakH1/dynamics/main/error/querycost/composition, paper or Goal closure.unresolvedThe positive complex lift and an auxiliary complex CFC test do not construct a real square root or close any paper main theorem. No conceptual mirror or certified functor is admitted.

No root, real descent of complex CFC root, uniqueness, Gamma0/B15/B16, weakH1/dynamics/main/error/querycost/composition, paper or Goal closure.

Encoder–denoiser: accepted · equivalent-after-elaboration

Detected semantic differences

  • domains: Finite real Hilbert/Borel form with disclosed rank-zero extension; no finite L2 assumption. — Independent native explicit-source-domain-extension nonblocking classification retained in runs/20261007-companion-priority/pbps-real-complex-lift60/source-review60/source.1.review.json
  • scopes: Complex lift only; printed real Gamma/B11 and centered inverse/polar/full paper remain open. Test-only complex CFC is a separate API consumer. No source theorem weakening is used to pretend to close them. — Independent native unresolved-source-boundary nonblocking classification retained in runs/20261007-companion-priority/pbps-real-complex-lift60/source-review60/source.1.review.json

A generalization is not a source correction. Proposed missing conditions require separate independent repair review. No proposed repair silently changes the original theorem.

Scope and omitted-condition boundaries
  • No root, real descent of complex CFC root, uniqueness, Gamma0/B15/B16, weakH1/dynamics/main/error/querycost/composition, paper or Goal closure.
Sources, dependencies, and reuse

Source and reuse

Samplinglib parents called

Mathlib API called (external library)

No direct Mathlib call recorded; see the Samplinglib parents.

Mathematical sources

Samplinglib prose is not a quotation or a source-equivalence certificate. Definitions and aliases are explained as constructions, not counted as new mathematical proofs.

Which proof obligations and prerequisites are covered?

  • Formalized proof edge; source adapter/review separate Actual PBPS squared defect: positive complex lift
  • TODO — not closed by these contributions Real root/descent/Γ/B11/polar/H1/dynamics/main/error/cost/composition remain open